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NOTICE OF PRIVACY POLICY
As your securities firm, we take your privacy seriously. We want you to understand what information we collect and how we use it. We collect and use "nonpublic personal information" from our new account forms to help us determine suitability for certain investments, as a tool in obtaining your investment objectives, and to satisfy the requirements of various regulatory agencies that govern our securities firm.
  • We do not disclose nonpublic personal information about you to non-exempt third parties.
  • We may also collect non-public personal information about you from data we receive from non-affiliated third parties, including consumer and industry reporting agencies.
  • We maintain physical and electronic safeguards to protect your nonpublic information.


If you have any questions regarding our privacy policy, please contact your investment executive.

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Standard Investment Chartered, Inc. may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's broker-dealer, investment adviser, BD agent or IA rep requirements as the case may be.

Follow up, individualized responses to consumers in a particular state by Standard Investment Chartered, Inc. that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's broker-dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.

For information concerning the licensure status or disciplinary history of Standard Investment Chartered, Inc., a consumer should contact his or her state securities law administrator.

Securities products and services are offered by Standard Investment Chartered, Inc., a FINRA member firm.
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