Standard Investment Chartered, Inc.
may only transact business in a particular state after licensure
or satisfying qualifications requirements of that state, or
only if they are excluded or exempted from the state's broker-dealer,
investment adviser, BD agent or IA rep requirements as the
case may be.
Follow up, individualized responses to consumers in a particular
state by Standard Investment Chartered, Inc. that involve
either the effecting or attempting to effect transactions
in securities or the rendering of personalized investment
advice for compensation, as the case may be, shall not be
made without first complying with the state's broker-dealer,
investment adviser, BD agent or IA rep requirements, or pursuant
to an applicable state exemption or exclusion.
For information concerning the licensure status or disciplinary
history of Standard Investment Chartered, Inc., a consumer
should contact his or her state securities law administrator.
Securities products and services are offered by Standard Investment Chartered, Inc., a FINRA member firm. |
